Introduction
Assume, for the sake of argument, that a scenario team gathers around
a whiteboard. Someone has sketched four futures for the energy system in
2050, and the facilitator asks the group to sort them: which of these
are possible? Which plausible? Which
probable? And which desirable?
Imagine the room’s opinion are split. One participant says that she
thinks that total grid decarbonisation by 2050 is plausible, since no
known physical law rules it out. Another objects, correctly it seems,
that plausibility asks for more than the absence of impossibility – it
requires we can identify a causal pathway, mechanism, that could
actually get us there. A third participant cynically adds that the
scenario is not even possible in any sense that matters, given
current political realities; a fourth answers that political realities
are precisely the kind of thing scenarios are met to challenge, so
referring to political reality is not an argument against the scenario
as such – desirability affects what can be made possible. Twenty minutes
on, the team has learned a great deal about one another’s assumptions.
However, they have learned nothing at all about what the words they use
– plausible, possible, desirable – mean.
This is not a failure of facilitation, people learn. It still is a
failure of vocabulary, and that does matter. Let us explain in this
text.
The modal notions central to futures studies practices and
communications – possible, plausible,
probable, preferable – are at the same time (i) the
field’s most indispensable concepts and (ii) its most dangerously
imprecise. These notions are expressed in nearly every canonical
framework. For example, Voros’s (2003) futures cone (which
already exist at least in Hancock and Bezold’s 1994 work), sorts futures
into nested zones – and these are zones of possibility, plausibility,
probability, and preferability – maybe we can add desirability, and
layer of preposterous. Amara’s (1981) three commitments – that the
future is not predetermined, the future is not predictable, and future
outcomes can be influenced by present choices – presuppose that one can
draw meaningful distinctions between what is predetermined, what is
predictable, and what is open to influence. Finally, Dator’s (2009) four
archetype futures – Continued Growth, Collapse,
Discipline, Transformation –sorts, at least
implicitly, futures in terms of their relation to present trajectories
and ask us to think type of alternatives – modally loaded
term.
And in none of these frameworks are the terms given definitions sharp
enough to settle the disagreement that opens this text. The words are
living the life of their own in actual work in futures studies done
every day but rarely anyone has said what the words mean with
philosophical clarity.
Behind these terms lie metaphysical questions about the reality of the
future, the openness of what is to come, and the extent of the space of
possibility. These are questions about the furniture of reality – the
metaphysical architecture that makes talk of alternative futures (a
modal notion) coherent at all – and they are bracketed in what follows.
This text asks a downstream question:
given some space of possibilities, how should the vocabulary for moving
in that space work? What does it mean, exactly, to call a future
possible rather than plausible, or plausible
rather than probable? What kind of reasoning is associated with
the modal notions in the field?
Due to the various and even contradictory use of the modal notions in
the field, we do not claim to track their usage to some ultimate point
of departure or their “real meaning”. The tool we use in this text is
what in philosophy is called conceptual engineering – the
deliberate “sharpening” of concepts so that they are fit better to
certain practices, such as thinking about futures. The goal is not
legislation of meanings from outside. Rather, by connecting the use of a
concept to its meaning through “engineering”, and asking what each term
must mean if it is to do what futures studies does. We proceed term by
term: discuss possible, then plausible, then
probable, and touch on desirable. Along the way we run
into a form of reasoning that underwrites much of the practice (or so we
argue): counterfactual reasoning, the disciplined “what if things had
been different?” thinking, which is can be associated with the engine of
scenario construction.
Conceptual
Engineering and the Futures Vocabulary
Before sharpening any single term, we must steer clear about the kind
of work is to follow. Conceptual engineering, as it is practised in
recent analytic philosophy, begins the observation concepts we “inherit”
are not always fit for purposes we use them. They are vague
where we need precision, ambiguous where we need clarity, or
loaded with connotations that quietly affects research and its
use (see e.g., Cappelen, 2018; Haslanger, 2012). The term conceptual
engineering itself was, as is fitting to its own meaning, coined
more than once – independently within “Carnap scholarship” (Carus, 2007;
Creath, 1991) and within “metaphilosophy more broadly” (Blackburn, 1999;
Floridi, 2011). The two traditions have since converged, at least
somewhat, on a shared programme of kind of concept-improvement (Brun,
2016; Isaac, Koch, & Nefdt, 2022). Conceptual engineering does not
to describe how a concept happens to be used – that is conceptual
analysis, the older and more “descriptive” tradition – but to ask how it
should be used, given what we need it for (Nado, 2021;
Chalmers, 2025). Philosophy here becomes a “translational”,
problem-solving thinking aimed at workable solutions to conceptual
problems (Nado, 2021; Blackburn, 1999). The question shifts: not “what
do people mean by X?” but “what should X mean, if it is to do perform
certain functions?” – a move that treats concepts not as fixed objects
of contemplation but as devices whose functional efficacy can,
and should, be improved (Nado, 2021; Isaac et al., 2022; Woodward
2003).
The process has a roughly the following nature. At a minimum it runs
through four phases: describing the target concept,
assessing how it currently performs it function,
improving where it fails or causes confusion, and
implementing the revised version in the community (like futures
studies scholars and foresight practicians) that uses it (Isaac et al.,
2022; Cappelen & Plunkett, 2020). Drawing on Carnap’s (1950) “method
of explication”, we may treat these phases not as forming a tidy
sequence but, rather, we move back and forth between the phases until we
achieve what we want (e.g., Brun, 2016; Chalmers, 2025; Isaac, Koch, and
Nefdt, 2022; Thomasson, 2025).
One lesson for our purposes can be pinpointed for our purposes: the
goals of futures studies as field and practice are plural. In conceptual
engineering, one may wish to change how people classify things, or what
inferences they draw, or the truth-conditions of key sentences, or the
norms of usage – and each of these aims, it seems, requires a different
method (Isaac et al., 2022; Koch, 2021; Nado, 2023). The framework of
conceptual engineering is, however, “meta-normatively neutral”: it works
with whatever substantive purpose one may have, but it insists the
purpose has to be made explicit during the engineering process so it
works (see e.g., Dutilh Novaes, 2020; Haslanger, 2005).
Futures studies is an exceptionally good candidate for the work of
conceptual engineering. The field draws its modal vocabulary from
several traditions, sources, and intuitions, Often uses of “possible”
and “probable”, for example, differ from people to people, from project
to project, from one futures studies tradition to another. Consider
this: when a logician says something is “possible”, she means,
more or less, that it is not self-contradictory. When a
strategist in a company says a scenario is “possible”, she
means something far richer – something along the lines that the scenario
consistent with what is known about the world and is reachable by at
least a rough causal (that can be at least sketched) pathway from here.
When an ordinary person says “it is possible that tomorrow
rains”, she may be expressing uncertainty (given weather forecasts), not
making a claim about logical consistency or causal routes. Three
concepts are thus travelling under one word – and we are in the danger
of moving between them, more or less, without warning. This is the kind
of situation conceptual engineering was tailored to diagnose and repair
(Cappelen, 2018; Isaac et al., 2022).
The stakes are not merely academic, that we do consistent research
reporting. When a foresight deliverable calls a future
plausible to an audience – a board of directors, a government
ministry, a community planning body – the stakeholders deserve to know
what kind of meaning the word has in that case and what is the evidence
and reasoning that are taken to warrant plausibility-claim. For
example, if plausible would only mean “not obviously
self-contradictory”, the warrant is thin. If it means “an identifiable
chain of causes could lead from here to there”, the warrant is
considerably heavier (assuming the chain is well-reasoned). If it means
“some expert assigns it non-trivial probability”, it is heavier again
but different in kind (no causal reasoning behind the claim but trust to
experts). The current vocabulary is such that all of these uses are
allowed. And here is where conceptual engineering is needed: such
ambiguities are not innocent (Cappelen, 2018; Queloz & Bieber,
2022). When one word is chewed with three different epistemic standards
in three mouths, the risk is not merely that people talk past one
another. It is that decisions based on “plausibility” get murky and
contradictory even.
There is an interesting discussion about the history of the most
loaded word in the lot. Ramírez and Selin (2014), tracing the etymology
of “plausibility” and “probability” in English, show that the two ran
together until the seventeenth century and pulled apart “only” over the
following three hundred years. “Probable”, once tied increasingly to
mathematical and statistical reasoning and representations, gained a
kind of scientific nobility. “Plausible” kept, from the start, an
association with mere appearance. This can be understood once we notice
that it is a cousin to applause, act which indicates the
winning of public approval. In its earliest English uses it carried the
hint of a “false appearance of veracity”, and – no matter how ironical
it may sound in our current world – this a lineage that ends, more or
less, in the Cold-War coinage plausible deniability: a polite
name for institutional lying.
This means that a term the field of futures studies has at its core,
plausibility, and associates with certain presentations of
future, is loaded with certain associations – looking good rather than
being true, winning people over, sounding convincing while being empty.
The word, one might say, has a odd past when mirrored to its current use
in futures studies. And that is precisely the type of a mismatch between
inherited meaning and required function that conceptual engineering was
built to repair.
In what follows, we ask: (i) what work does this or that concept do,
or what function it has, in futures studies, and (ii) how could we
provide a meaning to the concept that allows to do that work or satisfy
the function? How we could and should use a concept will not likely
correspond its current meaning-bundle, that is the point, but rather we
want to improve the rigour, the clarity, and the decision-relevance of
the concept. We begin discussion concerning the concepts by very rough
mapping of how the term is used across the field’s representatives
(description of usage comes first, as Isaac et al. 2022 argue) before
saying how it should be perhaps be refined. And we keep one ethical eye
open throughout: conceptual engineering is tied into conceptual ethics
(Burgess & Plunkett, 2020). Conceptual engineering, as M. Shields
(2021) and Cappelen (2018) warn, can become akin to conceptual
domination if its ends are hidden and its proposals are shielded
from criticism from the very people they are meant to serve. This means
that the proposals we provide are offered as an ongoing, participatory
conversation, not handed down as orders.
“Possible”: More Than
Merely Conceivable
Of all the modal terms, possible may appear as the least
controversial. It is not. The metaphysics of possibility includes
Lewis’s (1986) concrete modal realism, Plantinga’s (1974)
abstractionism, and Armstrong’s (1997) combinatorialism. Lewis treats
possible worlds as concrete realities, Plantinga as maximal possible
states of affairs, and Armstrong as recombinations of actual objects and
properties. Each provides a different account of what possible worlds
are and how vast is the space of possibility. These accounts are
ontological: about what exists. The question now is conceptual: about
what practitioners mean, and should (could) mean, when they stamp a
future “possible”.
In philosophical usage, several well-separated varieties of
possibility have been distinguished, and the differences matter
enormously for futures studies – this is perhaps the most crucial place
where philosophy should be studied by those who work on futures. Modal
epistemology fixes mostly on the so-called alethic or
“objective” modalities – possibility is grounded on of how the world
is, not of how it is believed to be. Among the principal three
alethic possibilities are logical, physical, and
metaphysical possibility. (Roughly: logical = not
self-contradictory conceptually; metaphysical = how reality could
actually have been deep down; physical = allowed by the laws of
nature).
The “textbook picture” is to nest these: physical possibility inside
metaphysical, metaphysical inside logical (Kripke, 1980; Hale, 2013).
The boundaries, it must be noted, are not settled. According to Chalmers
(2002) metaphysical and logical (conceptual) modality coincide;
according to Shoemaker (1998) metaphysical modality deflates so that it
is co-extensive with physical modality; and Priest (2021) questions
whether there is a notion of metaphysical necessity that is distinct
from conceptual necessity or physical necessity. While the picture can
thus be contested, we can use it anyway.
For futures studies the practical question is a blunt one: which
variety of possibility draws the outer boundary of the space of
possibilities we must deal with?
If the answer is logical possibility, the space is vast, too vast, –
anything that does not contradict itself is on the table. Escaping to
metaphysical possibilities does not help much. Even those futures that
break every known law of physics are included. A world in which people
can fly are metaphysically possible. Obviously, these are mostly too
wide to be much use. However, issue is not that simple. These logical
possibilities that are far-fetched may earn their place in the “most
speculative” exercises, for example, at the mythic floor of
Inayatullah’s (1998) Causal Layered Analysis; where myth and metaphor
probe the very edge of what we can think at all. To call these
“speculative” is not criticism, rather, we wish to point out that
sometimes even logical possibilities form the vast space we must take
into account. It is not easy, but nothing valuable is easy, some would
say.
Then again, if the answer is physical possibility, the space is
narrower but still enormously vast: the laws of physics license a
staggering range of social, political, technological, and ecological
arrangements (for example, people have no names but are all identified
by number, to give a toy-example). The answer must, then, be some sort
of a “practical possibility” – consistent not only with natural law but
with the world as it actually now stands and work. The space narrows
again, to the futures one could actually reach from where we stand. It
is this last boundary that everyday futures studies more or less lives
inside of. This is, then, what futures studies scholars and people
thinking about mostly mean when they talk about possible.
Practical possibility is a peculiar thing, and a few philosophers
approach it almost head-on. The argument is that we grasp what is
possible not through elaborate reasoning but more or less directly. One
strand of this “head-on” approach is perceptual. Strohminger
(2015) argues that perception itself can provide knowledge of
possibilities; seeing a low branch we in some sense see that it
could be climbed. A second strand is agentive rather than
perceptual. Vetter (2023) argues that our sense of what is possible is
rooted in the experience of our own action: we know what we can do, and
the wider idea of what is possible grows out from this experience.
Of course, philosophers try to make sense of possibilities, like
practical possibilities going to their roots – nobody would say
(credibly) that they can see the future or feel how they change it; that
would be plain silly. However, the arguments may be more relevant to
foresight than they sound. When one tracks weak-signal or does
horizon-scanning, one is trying to peak or have some feel what might be
going on now and, thereby, in the future. When Ansoff (1975) brought
weak signals into strategic management, he was pointing at something we
might call “a perception of practical possibility”: an early indication
that a development is possible, before anyone can say whether it is
plausible or probable – these are separate issues. Hiltunen (2008),
referring to Peirce, can be seen as sharpening the point: a future
sign (distinguished from weak signal due to the inflation
of meanings of the latter) consist of three parts – a signal, an issue,
an interpretation. This would mean that the “perception” of practical
possibility is interpretation-laden from the start. This, in itself is
not a problem: even scientific observations are theory-laden. So there
are ideas where practical possibilities are “seen” and form a seed for
understanding futures.
A more generally used route to knowledge about possibility runs
through the epistemology of conceivability. In brief, Yablo (1993) took what we can
coherently imagine to count in favour of – though never to settle – what
is possible: imaginability is evidence, but evidence that can be
overturned. This is, near enough, what a
brainstorming session does; it uses imagination as an access way to
understand what is possible. But the route is not safe, to be sure, and
we know that. The move from “I can imagine this” to “this is possible”
is problematic, at least when we talk about practical possibilities. But
the distinction has even philosophical problems. Vaidya and Wallner
(2021) discuss “modal epistemic friction”. There must be constraints
that keep the leap from “imagine” to possible” away from being
arbitrary. Something can seem conceivable and turn out, on a closer
look, to be impossible. One can imagine me having different parents but
I could not – different genes, different person. And something can fail
to seem conceivable to a particular group and be perfectly possible all
the same; this would be a failure of imagination, not a fact about the
world – we cannot conceive a science that is not there – describing it
would be, paradoxically, to have it – but it is possible that science
changes. Van Inwagen (1998), in short, compares modal judgment
to seeing: at the far edge of the visual field we withhold verdicts, and
the same withholding is due once modal claims stretch past what our
minds handle with any reliability. In terms of future: The more exotic the future, the
less our being able to picture it tells us. We can picture, imagine,
freely. The world is under no obligation to comply or follow.
What this means for practice is clear enough. Calling a future
“possible” is not just something one can say when nothing else can be
argued for. It is an epistemic claim – that, at minimum, so far
as we know, nothing rules this future out – and its epistemic weight
(how seriously we take it in decision-making) depends entirely on the
variety of possibility in play – logical, metaphysical, physical,
“practical”. A future that is “logically possible” carries less
decision-relevant weight than one a future that is “physically
possible”, which carries less than a future that is “practically
achievable from where we stand” (how we ever can know this; in this text
we talk about vocabulary). One must be case-by-case engineer here: when
one speaks about “possible”, one has to tell what one means by
this and be consistent. If one is shown one’s vision for “practically
possible” future is not really practically possible, one cannot back
down and say that the future, at least, non-contradictory, one commits
intellectual crime. The future may be lifted to a table in another
context where brainstorming is more welcomed, but that does not mean
mistake is erased. Possible is tricky, but it can somewhat be
tamed through consistency.
“Plausible”: The Case
for Causal Pathways
If possible is, when taken in the widest sense, the outer
boundary of what cannot be ruled out, plausible is meant to
form a more interesting zone of futures: the futures that earn serious
analytical attention. In Voros’s (2003) futures cone the
plausible sits inside the possible and outside the probable. In
practice, it is perhaps the most used but least consistently defined
word in the field; in a sense, futures studies is the study of
plausible (not just trend extrapolation, no mere speculation, something
in-between). What the discipline actually demands when it talks about
plausibilities is rarely obvious.
Consider two quite different things a practitioner might mean by
plausible. According to the first reading, a scenario is
plausible if nobody in the room can name a reason it could not happen.
Call this negative plausibility: plausibility as the absence of
identified constraints. According to the second reading, a scenario is
plausible only if someone can lay out a causal pathway – a sequence of
events, mechanisms, and conditions – running from the present to that
“plausible” future. Call this positive plausibility:
plausibility as the presence of an identifiable causal route.
Needless to say, the gap between the two is enormous in practice.
Negative plausibility is cheap: It depends on ignorance too much, as it
refers to us not knowing something – and we know very little. really.
The bar is low. The result, if we chose to use this definition of
plausibility is that a great many futures count as plausible
–all not-yet-refuted. For example, a future in which cold fusion becomes
commercially viable by 2040 is negatively plausible in just this sense:
nobody has proven it impossible, but nobody can say how it would come
about – research is ongoing. Positive plausibility costs more, because
it asks the scenario builder to construct, or at least in sketch, a
causal path from the present to the described future. Fewer futures can
called plausible: no sketch of the path, no plausibility. However, the
ones that are plausible under the definition of positive plausibility
may well be worth more to a decision-making for the very reason that the
causal pathway gives her something to build, monitor, test, and respond
to.
The philosophical resources that are to be used here are, we suggest
the theory of counterfactuals and the interventionist account of
causation. Woodward’s (2003) interventionist account gives a natural way
to think about a causal pathway. On Woodward’s account, to identify a
cause is to identify a relationship that stays stable under at least
some range of interventions. Changing taxation changes consumption, for
example. The so-called structural-equation tradition made this
concrete (and inspired the interventionist way of thinking about
causality). In the causal models of Spirtes, Glymour, and Scheines
(1993) and, above all for our purposes, Judea Pearl (2000, 2009), a
system is a set of variables tied together by functional relationships,
and to evaluate a counterfactual (i.e., contrary-to-fact claim
where we say something about something that did not happen) –
“what would happen if X took value x?” – one intervenes:
Instead of waiting to see what value X happens to take, you reach in,
set it to x yourself, disconnect it from whatever normally controls it,
and follow the effects down the chain.
Pearl calls this surgery, and a simple example shows why it matters.
Suppose I want to know what happens when I turn on a garden sprinkler. I
do not worry about why the sprinkler is usually on (maybe a timer, maybe
the gardener, whatever). I just switch it on, cut it off from those
usual causes (for example, keep the gardener from touching it, no matter
how much the person hates to see grass getting too wet), and watch what
follows: the grass gets wet, (maybe too wet). This is the difference
between doing something and merely seeing it. A wet
roof and rain tend to come together, giving us a hunch of causal
relationship between the two, but turning on the sprinkler myself tells
me what changed as a consequence.
To rely on these very specific (for historical reasons
causality has been under extreme stress in philosophy) theories
of causality is not to say that every plausible scenario come
with a fully specified causal model. That would be unrealistic in
futures studies. However, relying on these specific theories tell us
that plausibility can and even must carry a causal
expectation: that, in principle, a chain of causes joining present
to future could be sketched. Otherwise, plausibility is cheap. When a
scenario cannot even satisfy this demand for causal sketch that – when
nobody can what is being called “plausible” is really “not yet shown to
be impossible”. That is a much weaker claim as we saw, too weak and
cheap. Honesty in foresight practice means that we strip the name
“plausibility” off these claims. One can then go deeper and demand more:
that the causal description is not mere sketch, that it is something
more – and what this “more” means can be read off from the theories
described above about causality. Details, a lot of them are to be found
there; but that is not our main topic now.
Adopting positive plausibility as the standard has a cost,
then, but it is something we may need to pay. Luckily, there is futures
studies literature where work that getting plausibility right,
can be seen in the form described above. Cross-impact balance
analysis (see Weimer-Jehle, 2006) can be interpreted as
operationalising something close to positive plausibility, when
it looks for configurations of variables are internally consistent given
a specified network of promoting and inhibiting influences, that is,
interdependencies that can reasonably, although not uncontroversially,
be read as causal ones.
However, positive plausibility is not just a nice term that happens
to match some method in futures studies. While general morphological
analysis (see Ritchey, 2018) does something similar as cross-impact
balance analysis. However, its so-called cross-consistency assessment
eliminates combinations that violate known logical, empirical, or
normative constraints. In this way, it screens for what can coexist
rather than focuses on causal structure as such. Ritchey (2018, 85) is,
in fact, explicit that the assessment does not have to refer to
causality (even if causal arguments happen to inform a particular
consistency judgment). There is no causality here, at least
automatically. Thus, there is no plausibility here, at least not
automatically. That is: if we follow the definition given for
plausibility in this text.
The two methods thus sit, in a sense, on different sides; but they
are close at least when it comes to one crucial issue: What they seem to
share is a refusal to let mere conceivability settle the question of
plausibility or even relevant futures. A concept of plausibility that
requires causal pathways would therefore seems not to import a foreign
standard but to follow the fields own reasoning. While plausibility is
one thing – it is difficult to achieve – there are still methods that
are at least close to find plausible futures (even when they bracket
causality) and these methods are far from mere speculation, so to say.
There is a long continuum between the search for (positive) plausibility
and just guessing, that is for sure.
Finally, we wish to pre-empt one worry and possible misreading: that
requiring causal pathways biases foresight toward incremental,
predictable futures and against the genuinely transformative scenarios
we do not know yet how to reach. The worry is important but, in the end,
misplaced. First, a causal pathway need not be conventional. It can run
through mechanisms that are novel and even unprecedented. What matters
is not that the mechanism be familiar but that it be
articulable: that the builder of a scenario can say, even
roughly, “here is how this could happen.” Second, we are now discussing
plausibility. We bite the bullet in the sense that we admit
that not all futures are plausible, and only incremental, predictable
futures may belong to this group (which is not necessarily to case, see
the first reply). To say something is plausible is not to say
it is only thing we must take into account when we think about the
future. We only wish to give plausibility some posture here –
if everything is plausible, then nothing is (and what would then be
transformative or unexpected, if plausibility does not serve as
contrast?)
Finally, we may notice that Ramírez and Selin (2014) propose an
alternative to plausibility itself as a measure of quality of a
scenario: productive discomfort and the surfacing of ignorance. They
argue that the most useful scenarios sit at an intermediate distance
from the familiar – neither so obvious as to be dismissed nor so strange
as to be rejected outright – and it is, the argument goes on, there that
learning is greatest. This is a high-quality example of a genuine
challenge to any framework, ours included, that appears to
treat plausibility as a straightforwardly virtuous, at least implicitly.
However, we need to distinguish between plausible and positive.
One can accept the view about productive discomfort and the surfacing of
ignorance as real criteria, but the view does not exclude (positive)
plausibility. Plausibility is a requirement on a scenario’s
intelligibility – that one can say how it might be causally reached –
and says relatively little about the strangeness of the path itself (see
also above – paths can be novel). Moreover, a scenario can be causally
describable and deeply discomfiting at the same time. One could even
argue that disciplining oneself to construct a causal pathway to an
unwelcome future is a “good” way to make discomfort productive rather
than paralysing. In other words: a scenario being plausible, positively
plausible, does not mean the scenario has to be nice or make one
satisfied. Plausibility, as a concept, guarantees nothing about
positivity. In fact, most plausible futures, like climate changing
faster, are least positive.
“Probable”:
Interpretation and lessons from the Philosophy of Climate Science
If plausible has been obscure term in futures studies,
probable causes even trouble, given the nature of what we have
learned about futures thinking. While many like to talk about
probable futures, the term has no natural home in this or that
tradition. It is used by almost all, even if the notion of
probability is far from clear in the phrase probable
future.
When we look more closely, we see differences in explicit
orientations towards probability. The term probable
implies quantification – probabilities, likelihoods, numbers – and
futures studies has always had an uneasy relationship with providing
exact numbers, given the uncertainties and the basic fact that often the
features of the future must be imagined before they can be count.
However, some branches of futures studies are more intimately connected
to numbers: the Delphi method (see origins in Dalkey & Helmer, 1963;
Linstone & Turoff, 1975) often asks panellists at least for
probability estimates; cross-impact analysis (Gordon & Hayward,
1968; Helmer, 1981) reasons over conditional probabilities, modeling how
the occurrence of one event (re)shapes the likelihood of other events.
Other traditions – such as la prospective, CLA, critical
futures work in general – are not in the business of providing
probability assignments; probability, in futures studies, implies
spurious precision, deep uncertainty dressed up as rigour. Both sides
have a point about probability as notion in futures
studies.
The philosophy of probability can be used to explain both the use and
mistrust. The first and most important lesson is that
probability is not one concept. An anecdote tells how famous
philosopher Russell called it the most important concept in modern
science – and then added that nobody has the slightest idea what it
means. He was not, if the anecdote is to be trusted, exaggerating. It is
a family of concepts. In this family, each concept of
probability is grounded in a different conceptual
interpretation. When we go further, we notice that each interpretation
is appropriate to a different context of application.
The problem is that futures studies rarely pauses to ask which one of
the concepts or interpretations of probability is in play in this or
that talk about probable futures.
Let’s go to the interpretations, then. The classical
interpretation, on the table since Laplace (1814/1999), defines a
probability as favourable outcomes divided by all equally possible ones.
This works for a dice and shuffled cards, but only because their
physical symmetry grounds the fact that the outcomes really are
equally likely. Without that type of symmetry, there is no reason to
call outcomes equal. Consider the problem through a famous example (see
van Fraassen, 1989; after Bertrand, 1889): A cube factory makes cubes up
to 2 cm a side, and you ask whether a random dice has a side under 1 cm.
Measured by length, the answer looks like half – 50% probability;
however measured in terms of volume, it is one part in eight (12.5%
probability). Same cubes, same question – but you may receive two
answers, shaped only by which yardstick you picked. Futures studies
obviously cannot satisfy the symmetry requirements built in this
interpretation of probability. A question like “a major
disruption in industry and workforce in region X by 2040” has no natural
list of outcomes to count, so the favourable-over-total ratio never gets
off the ground. And even if you force a list, nothing really makes its
entries equally likely – you have simply chosen the items on the list,
forced them arbitrarily. This arbitrariness that Bertrand and van
Fraassen exposed in their “puzzle”.
The frequentist interpretation treats probability as
frequency: how often something does happen as a how often something
happens, divided by how many times it could have happened. The finite
version counts actual cases: how many members of a reference
class have the attribute (Venn, 1876). 7 heads in 10 tosses means a
probability of 0.7. The hypothetical version imagines an endless run of
trials and takes the frequency it would settle towards (Reichenbach,
1949; von Mises, 1957). The finite version runs straight into what Hájek
(1996) calls the problem of the single case, which torments
futures studies almost everywhere. Toss a coin a single time and heads
comes up either always or never, whatever the coin’s real bias, and
therefore the intuitively “real probability” is. events futurists care
about (the fall of a particular regime, the arrival of a particular
technology, a pandemic from a new pathogen) happen once, if at all – and
that is exactly what makes them interesting. This means the frequentist
interpretation hardly is meant when futures studies mention probable
futures. Futures are tossed at most once: there is only one
history. Both versions (the finite and the hypothetical one) also share
the reference-class problem discussed above: any event belongs to many
classes at once, each with its own frequency. For example, a coming
energy transition, the probability of which futures studies may be
interested in, might be grouped together with past energy transitions,
with infrastructure overhauls in general, or with policy-driven
technology shifts (or what have you – the problem becomes greater, the
more items you list) and each grouping gives a different number for
probability, if taken as frequentist concept.
The subjective or Bayesian interpretation treats
probability as a rational agent’s degree of confidence. The tradition
was shaped decisively by Ramsey (1926/1990) and de Finetti (1937/1980),
who “measured belief” through kind of betting: your degree of belief in
an event is the price at which you would buy or sell a bet on it.
However, the so-called Dutch Book argument shows the danger in
confidence levels that are not coherent. Suppose, in a two-horse race,
you call each horse 60% likely to win: the figures each feel reasonable,
yet they sum to 120% for an event that must come to exactly 100%.
Incoherence of this kind (and it takes subtler forms too, of course,
above we have a toy-example) lets a bookie hand you a set of bets you
would each accept as fair but that together guarantee a loss (Skyrms,
1984).
The issue is that such incoherencies can be already quietly at work
every time a Delphi panellist clicks a percentage button – take, for
example 10 claims; who really counts their total percentage? Even if the
events (that the Delphi claims present) are then argued to be not
mutually exclusive, this is ad hoc and does not really remove
the conceptual core of the problem. Moreover, Orthodox
Bayesianism, in de Finetti’s style, asks only two things of
rational confidence: obey the probability calculus, and update by
conditionalisation. This is rather permissive. Two equally rational
panellists, given the same evidence, can each assign very different
probabilities for the same event. If probable in futures
studies means “believed likely by some rational agent,” the notion of
probable carries less weight than one might hope. Many rational
agents, inflation of probable futures – we guess no one would happy
about such inflation.
The propensity interpretation treats probability as an
objective physical disposition or tendency (Popper, 1957, 1959; Peirce, 1957), and it might seem more promising for futures
studies: it grounds probability in the items of the world. A society
characterized by inequality might be said to have a propensity toward
political instability, in the same way a loaded die has a propensity to
land on certain faces. But propensity interpretations can be slippery.
For example, Hitchcock (2002) notes that calling something a
“propensity” does little to specify what the property actually
is. Moreover, Humphreys (1985) shows that propensities do not fit Bayes’ theorem, the rule for revising a probability in the light of new
evidence (for example, you have a hunch, something happens, and you
revise the belief behind the hunch in light of what happened – Bayes’
theorem is simply the exact arithmetic for that revision). The theorem
works in both directions, linking the chance of A given B to the chance
of B given A, but a propensity only points one way. A viral mutation can
have a tendency to cause a pandemic, but it makes no sense to say a
pandemic has a tendency to have been caused by that particular mutation
– causes push forward to their effects, not backward. The forward
probabilities are there; the backward ones the theorem needs are not.
This may seem something we can simply ignore as a formal game, but if
you buy a interpretation of probability, you must take all of it. And
the problem above does matter to futures studies: wherever one reasons
backward from a future outcome to its likely cause (how probably a
coming pandemic would trace to a lab accident, say), and this is exactly
the type of inference propensities cannot make sense of.
What, then, should futures studies do with probability?
Maybe the best way to approach the issue is by analogy. The philosophy
of climate science offers a good model for handling probability under
conditions of deep uncertainty – and it is worth focusing on, because
climate scientists face problems also discussed in futures studies. They
must assign probabilities to outcomes – global temperature rise,
sea-level change, forest fires, heat-waves – that are unique, that arise
from complex systems characterized by deep uncertainty, and that are
extremely urgent for policies. Climate scientist cannot run the climate
system repeatedly to search frequencies. They cannot lean on naive
subjective estimates, because the stakes demand intersubjective
accountability. And they cannot avoid probability altogether, because
decision-makers demand estimates of probability (to count the cost of
something against the risks, for example).
In this context a more disciplined form of expert judgment has
emerged, one that distinguishes among the sources of uncertainty rather
than collapsing them into either false precision or unhelpful vagueness.
Its most visible public expression is the IPCC’s calibrated language
(see Mastrandrea et al. 2011), which pairs graded probability terms with
a separate scale for the strength of evidence and the degree of expert
agreement. Rather than asking “how likely is this outcome?” in the
abstract, researchers ground their assessments in causal models. In philosophy of climate science Hannart et al. (2016) have built a causal
counterfactual framework for the attribution of weather and
climate-related events, drawing explicitly on Pearl’s (2000; 2009)
interventionist semantics (see above). Stott et al. (2016) argue that
pairing physical models with observational constraints allows the
factual climate to be compared against a counterfactual world without
human “intervention”, which provides estimates of the human contribution
to the risk of an event. In this way, the question shifts from “what is
the probability of this outcome?” to “how much more, or less,
likely does this outcome become given a specific causal
intervention?” The move connects probability to the interventionist
causal reasoning that, we argued above, should underwrite plausibility.
Probability and plausibility are not the same notion, but we do not need
to be exact how their difference is formulated. Both can be translated
to the language of counterfactual causality. This not only makes the
notions easier to grasp but supports our argument that counterfactual
reasoning is the “hidden engine” of futures thinking, at least in
plausibility and probability.
The lesson for futures studies is not that the field should import
climate science’s specific methods as such – we build on an analogy. The
lesson is that futures studies should take seriously the distinction
between different grounds for a probability assignment. A
probability derived from a well-specified causal model, even a rough
one, carries more epistemic weight than a probability derived from an
someone’s “gut feeling” or “intuition” – even when both are expressed
with the same numerical value.
The scenario-planning literature is, in a sense, parallel to this at
places at least. Ramírez and Selin (2014) argue that, whatever role
probability may play within scenario work, it cannot
legitimately serve as something that crowns one scenario the “most
likely” to the extent that the scenario is to become a type base case (a
practice Ramirez and Selin find in some prominent consulting guidance).
This is because the very situations that call for scenarios are
situations of Knightian uncertainty (i.e., risk without
measurable or quantifiable probabilities; Knight, 1921), where the
requisite data and stable distributions simply do not exist. To stamp
probability to something under those conditions is not rigour.
This is the same caution our distinction between different epistemic
grounds (see above) is meant to argue for: a number that no model or
adequate real-world data can back up is just a personal estimate dressed
up to look like a measurement – and being honest about which it really
is makes all the difference. Personal estimates can be extremely useful
and “correct” but the difference, on a conceptual level, must be
made.
The upshot for the aims of conceptual engineering is the following:
When futures studies project or task uses the term probable, it
should be clear about which kind of probability is supposed to
be at play. At a minimum, practitioners should distinguish between
model-based probabilities (derived from specified causal or
structural models, bracketing for now their different qualities),
expert-judgment probabilities (collected through structured
processes like Delphi, with the reasoning documented, not just
“clicked”), and subjective credences (individual degrees of
confidence, acknowledged as such). These are not equally authoritative,
epistemically speaking, and pretending otherwise is where the trouble
starts. A futures studies project or task that reports a future as
probable while specifying which kind of probability is in
question within the claim already represents a real advance in rigour.
And when no probability can responsibly be defined – the
uncertainty too deep, the models too inadequate, the situation too novel
– the honest response is to say so, rather than to disguise ignorance in
terminology of probability or likelihood.
“Desirable”
and the Hidden Modalities of Preference
The fourth term that deserves attention here and is included in the
standard vocabulary is desirable, (often preferable) – is usually treated differently
than the notions discussed in this text thus far. Possibility,
plausibility, and probability look like ontic or epistemic concepts:
they describe the world or our knowledge of it and confidence.
Desirability is an axiological (value-related) concept: it describes
what we find good or just. Bell (1997) dedicated the entire second
volume of his Foundations of Futures Studies to normative
questions- Bell argued that value judgments are an inescapable part of
futures studies. This is true to a great extent. We often ask about
desirability. Moreover, to mention some examples, backcasting (Robinson,
1982) takes a desirable future as its starting point and works backward
to find the steps to reach it; and there is the “desirable” zone in the
futures cone (Voros, 2003) – an area of futures that can be
mapped.
However, desirable does not separate from the other modal
concepts in its core. To judge a future desirable is, under the surface,
to judge it, first of all, possible (assuming one does not rationally
desire what one believes to be truly impossible). Second, there are
several desirable futures (hopefully) and this means not all of them can
actualize, thereby, some are merely possible. Moreover, it seems that to
select a desirable future as the target of a backcasting process is to
judge it, at minimum, plausible (given our definition of plausible:
something that can be reached). In backcasting, the desirable future
must be reachable via some pathway from the present. Desirability, in
other words, carries hidden modal commitments. Every desirable future
implicitly refers possible, sometimes at least plausible, and
sometimes achievable, given the right actions.
This means that the quality of a normative futures studies research
more than likely depends on the quality of the modal reasoning behind
it, at least to the extent the modal reasoning constitutes the
researcher at hand. A desirable future that turns out to be physically
impossible is not really desirable in any action-guiding sense.
Rather, it is a fantasy. A desirable future that lacks any identifiable
causal pathway from the present is an ideal not tied to real strategy.
When conceptually engineering desirable futures we should
therefore drag these hidden commitments into the light: when future
studies discusses desirable futures, it should be able to say not only
why that future is valued but in what way it is possible,
plausible, probable, and so on. The take away lesson is that one cannot
simply talk about desirability without committing some other modal
concepts. Desirability cannot fly free from any other considerations of
what we consider as modal in any sense of that word. There is no
one-to-one connection between desirability and some another
modal category; sometimes desirable futures may be limited to plausible
ones, sometimes even “merely” possible count, and so on. But one has to
explicate what connection one means by her use of the notion
desirability.
We may finally notice that desirability is connected to agency.
In Belnap et
al.’s (2001) STIT framework, roughly, each choice available to an agent
at a moment narrows the branching futures down to a subset, and an agent
“sees to it that” something happens when the outcome is guaranteed by
that choice rather than coming about anyway, independently of it. Notice, again, that there is dependency-relations in play
here. A desirable future, then, in STIT terms, is one
whose realisation depends on some agent’s choices that lead to a better
option that would be reached without that choice. If no identifiable
agent has the capacity to bring about certain “desirable future”,
calling it “desirable” is misleading, wishful thinking. At least in
cannot be setting a target. So discussion of ontology of possibilities
and modal vocabulary are, not surprisingly, intimately connected.
However, we cannot map be the connections here to their full extent.
Counterfactual
Reasoning: The Hidden Engine of Scenario Construction
In this writing, we have argued that plausibility should
require an identifiable causal pathway and that probability
should, where it can, be grounded in causal models – or at least then
the probability judgements become most robust. Both requirements share
the same type of reasoning that runs through futures studies:
counterfactual reasoning. Counterfactual reasoning is
disciplined asking of “what-if-things-had-been-different” questions (in
its simplest form: what would happen if this variable changed, for
example if this or that event occurred, if this policy were adopted, and
so on). In what follow, we make more explicit why there are good reasons
to consider it as the hidden cognitive engine that drives scenario
construction, modal assessment (that is, assessments of possible,
plausible, probable, and so on), and most of the analytical work that
separates competent foresight from speculation.
The idea is that knowledge of what is possible grows out of our
capacity for counterfactual reasoning, i.e., reasoning of the form “if X
were the case, then Y would be the case.” We can now put this to work on
what scenario builders are actually doing when they construct and
evaluate scenarios. A useful guide here is Virmajoki’s (2023) account of
causal explanation in history, which discusses, in its final chapter
explicitly the similarities between counterfactual based causal
explanations if history and futures studies.
The starting point is a simple conception of cause: a cause
of an outcome is something that makes a difference to an
outcome. A long tradition running back to at least Max Weber (1949),
sees causal analysis as the work of separating the factors that made a
difference from those that did not. This is also what futures studies
does when it the driving forces and critical uncertainties that affect
the future – what would change, if this or that was to change? If
nothing, there is no causal relevance. If something changes, we have
identified something valuable. A good scenario, like a good historical
explanation, isolates the variables that are relevant to historical
trajectories (including trajectories towards the future; they will
become history at some point).
A counterfactual account of (explanation-seeking) reasoning can be
based on Woodward’s interventionist idea that an explanation
answers what-if-things-had-been-different questions (2003).
Explanations are contrastive: they answer “why X
rather than Y?” by identifying factors such that, had things
been different in some specific way, Y rather than X would have
been the case. Scenarios share this superstructure. We may ask “what if
oil prices will double rather than remains the same?” – a what-if
question – and answer by providing a scenario (or set of scenarios)
where we present the consequences in the form that makes clear how the
world could have been different from how (the “rather” part) it may be
when the prices do not double. In general, a scenario-builder considers
a change and traces what would follow.
The interventionist account also gives a clean solution to the
problem that is present whenever we discuss the future: which features
of the present we hold fixed and what do we let change? If
“everything can change” is on the table (meaning that we are allowed to
consider that everything changes at once), then chaos follows
(of course, we do not argue against the possibility that everything
changes, but, we wish to point out that assuming that everything changes
suddenly leaves little room to stay on track what the future would be
like). In the interventionist (counterfactual) framework, we fix certain
factors and ask what follows, if they are thus fixed. To simplify a bit, we stipulate that something is in way or another (or will be) and
then follow through. This idea (that certain factors are fixed) is
standard in causal explanation literature, and should generate no
further trouble for futures studies either. We must specify what changes
we allow in any given exercise, and may bracket others for later
use.
Consider now the fact, discussed through this text, that how we
understand plausible, probable, and so on, differ
greatly in their consequences of how seriously we should take the
associated judgements concerning plausible or probable
(or what have you) futures. This is where a link from history
to the future, already present in the earlier work on history-future
links (see Staley, 2002; Bradfield et al., 2016 – we do not claim to
have discovered the link), becomes most directly relevant to
understanding what makes some futures studies better than others. The
factors that give the deepest counterfactual explanations – the
factors that would have produced similar outcomes across many
alternative pasts – are exactly the factors robust enough to
matter across many different cases, including possible futures. For
example, if alliance systems and geopolitical tensions would have led to
large-scale war down numerous alternative historical paths in early 20th
century, we have reason to expect that alliance systems and geopolitical
tensions to shape the difference between war and peace also in the
future. Past contingencies do not repeat in detail, but
certain structural causal features seem to repeat themselves in
certain forms. It also follows that the sheer number of things that
could change a future outcome should not make us unable to say
anything about the future: as with the past, not all of those
“could”-changes are equally relevant (what if asteroid hit the earth is
different than from asking what if alliances were different in early
20th century, to give a toy example), and the work is to separate
plausible or probable departures of things from
business-as-usual from far-fetched ones. What counts as
plausible or probable, of course, depends on how we
define these – and the relevance of probable and
plausible departures may vary accordingly. Still some
departures, some what “what if”:s are more relevant than other; some are
plausible, some are merely noncontradictory.
Finally, we may notice how counterfactual reasoning as the engine of
scenario construction has several positive consequences for
understanding futures studies. First, it explains what makes some
scenarios better than others: better scenarios are based on better
what-if reasoning, A sharp and robust identification of
difference-makers is shared by good counterfactual thinking and futures
thinking. Good what-if thinking, in turn, is based on the fact that
sometimes we, or some group, have better knowledge of certain domain
that the what-if reasoning is about. Experienced practitioners produce
better scenarios not because they are more imaginative but because they
reason about dependencies with more precision. Or so it seems natural to
argue.
Second, it clarifies the relationship between evidence and scenarios.
As Virmajoki (2023) notes, historical explanation and evidence are
developed hand-in-hand. Explanations cannot be simply extracted from
pre-given facts, since deciding what would count as relevant evidence is
itself shaped by the explanation under construction. We can know what
evidence to look for only once we attempt to sketch an explanation.
Scenarios work the same way: The futures we sketch as possible shape
which evidence about the present (and past) we treat as evidence for the
futures we sketch – and from where we look for the evidence. In general,
we should be aware of the relationship between (re)presentations of the
future and the evidence they rely on, and how the two are developed and
found hand-in-hand.
Third, and most importantly, the idea of counterfactual reasoning as
the engine of futures thinking connect the field’s modal vocabulary
(possible, probable, plausible, desirable, and so on) in
ordinary cognition. We can judge a future possible because we
can coherently develop the idea of a condition that would lead
to it; we can judge future plausible when we can specify a
causal pathway (series of counterfactual dependencies) connecting it to
the present; and more or less probable by asking how robust the
chain is to our knowledge is – what we consider could change it. A
future is desirable if it would be good or just and at
least possible. The more disciplined the reasoning in any given case,
the better the futures studies. Asking what-if-things-had-been-different
questions is at the heart of futures thinking, our argument goes. The
issue runs even deeper: To add an icing on the cake, according to
Williamson (2007), our knowledge of not just ordinary possibilities but
also about metaphysical possibility and necessity is not the product of
a special faculty but is simply a by-product of our ordinary capacity to
evaluate counterfactual conditionals. Counterfactual reasoning pierces
through our minds.
From Vocabulary to Practice
The arguments of this text have put on the table and suggested
certain proposals for how the field’s core modal terms should be
understood. These are not through-and-through one-size fits for all,
imposed, definitions but ideas (building on the practice of
conceptual engineering) about refinements and added rigour to what is
needed from modal vocabulary of the field. We argued as follows:
Possible should be defined whenever used: at minimum,
futures studies should distinguish logical possibility (no
contradiction), physical possibility (a future situation that
is consistent with laws of nature), and practical possibility
(a future situation consistent with laws of nature and other facts we
know about how world works); things can be “possible” in many ways, and
this matter above all when futures studies is connected decision-making.
In the case of plausible, we have taken a bit more explicit
stance on how it should be understood: we should require positive
plausibility, which means the identification, or at least of a
sketch, of a causal pathway from the present to the described future.
Negative plausibility, which means the mere absence of
identified constraints, is too weak to carry the weight we wish to give
to plausible futures in futures studies. Probable can
be understood in many ways, and it is difficult to pinpoint the “best”
interpretation of the concept. We argued that transparency about the
grounds of the assignment: model-based, expert-judgment, or subjective
credence (“confidence”). Finally, one must understand that
desirable implicit modal commitments that need to be made
explicit – one has to tell if a desirable future at hand at any moment
is associated with possible, plausible, or probable reading of the
modality of that desirable future.
How do these proposals connect to existing futures studies methods?
This question is what ties, in conceptual engineering, concepts to
practice. There are clear connections between the definitions above and
the methods, already discussed (but, of course, we cannot explicate all
of them and gaps are possible, to be honest). Horizon scanning and
weak-signal (or future sign) detection (Ansoff, 1975; Hiltunen, 2008)
can be associated with forms of possibility: they look for and
catch signals that indicate that something previously unthought may be
possible. The positive plausibility standard does not constrain these
methods, since horizon scanning is precisely an attempt to widen the
boundary of what we recognise as possible, not to find paths to the possibilities. It is after the signal that the standard bites, if it is
to bite: moving from “this might be possible” to “this is plausible” is
the moment a causal pathway is sketched.
Scenario planning (see e.g., Wack, 1985a, 1985b; Schwartz, 1991;
Schoemaker, 1995; Bradfield et al., 2005; Amer et al., 2013) is perhaps
best understood at in terms of plausibility and, in some
versions, probability. In our analysis. futures studies
thinking is embedded in counterfactual reasoning: the scenario builder
considers changes to key variables and traces the consequences. The
positive plausibility standard requires that each scenario is
delivered with at least an outline of the causal pathway from the
present to the future the scenario describes. Skilled practice already
tends to do this, but making the requirement concerning causal pathways
explicit gives a quality criterion to scenario planning that can be
taught, assessed, and improved. Again, we are not saying that something
has to be done; we only attempt to set the ground for what could be
done.
The Delphi method (long tradition in futures studies, starting from
e.g., Dalkey & Helmer, 1963; Linstone & Turoff, 1975;) is
perhaps best understood at in terms probability and should be
explicit about which interpretation of probability it uses.
Notice a trap here: probable is not always the “this is the most
automatic to happen; more than plausible (no matter what items like the
futures cone presents). The weight of probability assignment
depends on how probability is understood and operationalized – that is
exactly our argument and where philosophy becomes useful; probability is
one topic which is difficult and confusing, and probable cannot
be used without care. Be that as it may, the Delphi method is usually
built to extract expert-judgment about probabilities. However, an expert
who merely clicks “percentage buttons” with no documented reasoning
delivers a subjective credence at best (and this subjective credence can
often be incoherently structured, strictly speaking; see above).
Recording the reasoning, not just the number, lets a Delphi exercise
separate well-grounded judgments from guesses and weight them
accordingly. Interestingly, Landeta’s (2006) review makes a similar
point: Delphi can be taken as valid when applied with methodological
rigour, but we must remain cautious if consensus is mistaken for truth
and its measurement done without sufficient care. We argue that flagging
the grounds of each assessment is one cheap way of keeping the two
apart.
We provide, as an example, the observation that cross-impact balance
analysis (Weimer-Jehle, 2006) aligns somewhat naturally with positive
plausibility, since it looks for configurations of variables that are
internally consistent, given certain network of
influences; interdependencies that can reasonably be read as causal
(causality is tricky even if we accept it as something living inside a
method, see e.g., Woodward 2003. In this context, plausibility
means the scenario corresponds to a self-consistent configuration.
Morphological analysis (Ritchey, 2018) does something similar, but what
it calls cross-consistency assessment diagnoses what can
coexist rather than causal structure as such. As we saw,
Ritchey (2018, 85) is explicit in that the method does need not refer to
causality. This means that surviving cross-consistency analysis is not,
on its own, positive plausibility in the sense we defended in
this text. The conceptual study of this text makes visible what these
methods do while steering clear about where consistency stops and
causality begins; where plausibility is bracketed, where it is
not.
Finally, we may notice how Causal Layered Analysis (CLA)
(Inayatullah, 1998) operates at several levels of depth at once, and
modalities are intertwined with several issues and work in several ways.
No single modal category applies across the levels of CLA uniformly; the
demand each level places on a modal claim shifts as one moves through
the levels. At the litany level of trends and headlines, the relevant
modality comes to close to practical possibility and, where
numbers attach, probability: claims here are continuous with
business-as-usual and tied to what people think world turns out to be,
given what appears obvious. At the systemic level of structures and
causes, we move closer to positive plausibility: the analyst
identifies causal relations that would have to be made intervention to
in order to world to change. As we move onto the level of discourse and
worldview, what shifts are the framings and claims of legitimacy that
determine which futures possible to think, given one has certain
worldview. For example, futures of science are seen differently given
different philosophies of science, possibilities open and close as one
accepts this or that philosophical worldview on science (see Virmajoki 2022). At the deepest level of myth and metaphor, the modalities reach
furthest, probing the logical and metaphysical
possibilities that look toward the edge of what we can think, and the
standards of modality rightly relax (which does mean this level is easy
to map, far from it). Relaxation is not abolition: we can still be
precise what type of possibilities we talk about – even plausibilities,
given we find mechanism where myth produces visible outcomes or
commitment (see discussion in Virmajoki 2022). CLA thus does not escape
the modal vocabulary. Rather, it stratifies it, and tracking
down the relationship between the levels of CLA and modalities in
futures studies would be a worthwhile exercise for that very reason.
Unfortunately, that must wait treatment outside the scope of this
text.
Conclusion
This writing has argued that the modal vocabulary at the heart of
futures studies – the terms practitioners use to classify, weigh, and
communicate futures – is in need of engineering, not just
interpretation, as the usage is, to put it bluntly, wild.
Possible, plausible, probable, and
desirable are not mere labels to be applied however one wishes,
at least if we wish to maintain some posture in the unity of futures
studies and how it communicates to society out there. These modal
notions are associated with epistemic claims, and they carry both
practical and philosophical weight. That weight can only be assessed, if
modal vocabulary is communicated clearly. Possibility should
specify what kind of possibility. Plausibility should say whether it is
associated with causal pathways – if not, we argue, it is term used too
loosely. Probability should perhaps not deeply disclose its
exact interpretation but still explain what grounds when one is saying
something is probable. Desirability claims should make
explicit their hidden commitments to other forms of modality discussed
in this text.
We have also argued that counterfactual reasoning is the hidden
cognitive engine of scenario construction and, in general, of the
futures studies when it moves in the space of possibilities – what
could have happened, had this or that changed is structurally
similar to what may happen, given this or that change. The
claim about the hidden engine ties well together, when looked closely,
with the work in futures studies – asking “what if?”, tracing
consequences, evaluating pathways – which is why we make the argument in
the first place. Understanding conceptual core is necessary, and our
claim about counterfactual reasoning is a claim about this conceptual
core, when it comes to modality. The link is not decorative, then.
Counterfactual reasoning is to foresight what calculation is to
accounting; it is not the whole of the practice, but it is operation
without which the practice could not get off the ground. Counterfactual
armchair pondering is no substitute for real methods.
But sharpening the vocabulary raises a further question we have
raised but not really answered. If plausibility requires causal pathways
and probability requires transparency about grounds, what counts, in
detail, as relevant evidence for such claims? How do we know that a
causal pathway is genuine and not just a plausible-sounding story –
causality is tricky, as noted (and often loosely used as a concept in
futures studies, unfortunately – where are, say, interventionist causal
models or equations beyond forecasting, where talk about
causality is still there)? How do we assess whether probability
assignments are well calibrated and coherent? What are the limits of our
ability to know what lies ahead at all – what really determines what we
can think about possibility even in its widest sense? These are
epistemological questions – questions about the nature and the
limits of the knowledge that futures studies produces and can produce.
This raises another challenge: what, exactly, can be known about the
future, and how? No matter how much effort we spend to conceptually
engineering modal vocabulary, the work is empty without associated
treatment of the knowledge that is transmitted with and through modal
vocabulary. Again, this is out of the scope of this writing.
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